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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
945 Route 146 Suite 200, Clifton Park, NY 12065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Clifton Park | NY | 02/1989 | Present |
| Massmutual Life Insurance Company | Clifton Park | NY | 04/1988 | Present |
(1) NAME: RPP/SPD, LLC INV REL: Y ADDR: 945 ROUTE 146, STE 200, CLIFTON PARK, NY 12065 NATURE: REAL ESTATE POSITION: OWNERSHIP, PARTNER START: 2004 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2. (2) NAME: PAULI FINANCIAL GROUP, LLC INV REL: Y ADDR: 945 ROUTE 146, STE 200, CLIFTON PARK, NY 12065 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, OWNERSHIP, AGENT START: 1990 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40. UR TRADING: 0. (3) NAME: DCP, LLC INV REL: Y ADD: 945 RTE 146, STE 200, CLIFTON PARK, NY 12065 NATURE: REAL ESTATE LLC HOLDING LAND THAT MY OFFICE SITS ON POSITION: MEMBER START DATE: 01/01/2004 NO HRS/MO: 2 NO/HRS MO DUR TRADING: 2 DESCRIBE DUTIES: COLLECT RENTS, PAY BILLS AND TAXES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-08 |
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