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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-21
TX RA APPROVED_RES 2017-11-15
MI RA APPROVED 2015-05-21
IN RA APPROVED 1999-08-02
  • FL RA
    APPROVED
    Since 2018-08-21
  • TX RA
    APPROVED_RES
    Since 2017-11-15
  • MI RA
    APPROVED
    Since 2015-05-21
  • IN RA
    APPROVED
    Since 1999-08-02

Branch Locations

1001 Bay St, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Traverse City MI 12/1997 Present
Other Businesses

Name: Airbnb rental; Not Investment-Related; Address: 7227 E. Horn Road, Lake Leelanau, MI 49653; Nature: Rental Property; Role: Owner; Start Date: 7/14/17; Appx hrs a month and during trading: None; Duties: None, renting home thru Airbnb Name/Address: Collier Family Farms LLC PO Box 207 Traverse City MI 49685 Start date: 8/2019 Hours spent: 2 hours per year Hours spent during trading Hours: Zero Role/Responsibility: One third ownership of family farm Not Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-16
S63 Uniform Securities Agent State Law Examination 1985-05-28
  • S66 Uniform Combined State Law Examination
    2015-05-16
  • S63 Uniform Securities Agent State Law Examination
    1985-05-28

View on SEC IAPD

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