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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-21 |
| TX | RA | APPROVED_RES | 2017-11-15 |
| MI | RA | APPROVED | 2015-05-21 |
| IN | RA | APPROVED | 1999-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Traverse City | MI | 12/1997 | Present |
Name: Airbnb rental; Not Investment-Related; Address: 7227 E. Horn Road, Lake Leelanau, MI 49653; Nature: Rental Property; Role: Owner; Start Date: 7/14/17; Appx hrs a month and during trading: None; Duties: None, renting home thru Airbnb Name/Address: Collier Family Farms LLC PO Box 207 Traverse City MI 49685 Start date: 8/2019 Hours spent: 2 hours per year Hours spent during trading Hours: Zero Role/Responsibility: One third ownership of family farm Not Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-28 |
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