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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-01-02
NC RA APPROVED 2021-10-13
  • SC RA
    APPROVED
    Since 2024-01-02
  • NC RA
    APPROVED
    Since 2021-10-13

Branch Locations

265 W Franklin Blvd Fl 2, Gastonia, NC 28052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 04/1996 02/2021
Bb&T Securities, Llc Gastonia NC 01/2018 02/2021
Truist Investment Services, Inc. Gastonia NC 02/2021 Present
Truist Advisory Services, Inc. Gastonia NC 02/2021 Present
  • 04/1996 → 02/2021
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Gastonia, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Gastonia, NC
  • 02/2021 → Present
    Gastonia, NC
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Charlotte, NC
    Gastonia, NC
    Gastonia, NC
    Kings Mountain, NC
    Shelby, NC
    Richmond, VA
  • 2005-06-15 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Gastonia, NC
    Charlotte, NC
    Gastonia, NC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-14
S63 Uniform Securities Agent State Law Examination 1985-05-23
  • S66 Uniform Combined State Law Examination
    2005-06-14
  • S63 Uniform Securities Agent State Law Examination
    1985-05-23

View on SEC IAPD

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