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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-08-27
  • AL RA
    APPROVED
    Since 2021-08-27

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

7050 Fain Park Dr. Ste 12, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 04/1997 08/2021
Bbva Securities Inc. Montgomery AL 05/2013 08/2021
Bbva Wealth Solutions Inc. Montgomery AL 09/2013 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 02/2002 08/2021
Kestra Investment Services, Llc Montgomery AL 08/2021 Present
Kestra Advisory Services, Llc Montgomery AL 08/2021 Present
  • 04/1997 → 08/2021
    Compass Bank
    Birmingham, AL
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    Montgomery, AL
  • 09/2013 → 08/2021
    Bbva Wealth Solutions Inc.
    Montgomery, AL
  • 02/2002 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → Present
    Kestra Investment Services, Llc
    Montgomery, AL
  • 08/2021 → Present
    Montgomery, AL
Previous Registrations
  • 2013-09-18 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Montgomery, AL
    Montgomery, AL
    Montgomery, AL
    Birmingham, AL
    Montgomery, AL
    Birmingham, AL
  • 2002-06-12 → 2004-02-19
    Bbva Compass Investment Solutions, Inc
    Montgomery, AL
    Birmingham, AL
    Montgomery, AL
Other Businesses

KESTRA ADVISORY SERVICES, LLC POSITION: Owner, sole proprietor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/01/1995 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Fee Based Investment Advice CORPFINANCIAL, LLC POSITION: Independent Contractor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 08/23/2021 ADDRESS: 7050 Fain Park Drive, Suite 12, Montgomery AL 36117, United States DESCRIPTION: None H. BEN COKER III POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 08/01/1979 ADDRESS: 2090 Myrtlewood Drive, Montgomery AL 36111, United States DESCRIPTION: Selling and Servicing

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-31
  • S63 Uniform Securities Agent State Law Examination
    1985-05-31
Designations
Other Names
  • H Ben Coker
  • Ben Coker

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