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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-08-27 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
7050 Fain Park Dr. Ste 12, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 04/1997 | 08/2021 |
| Bbva Securities Inc. | Montgomery | AL | 05/2013 | 08/2021 |
| Bbva Wealth Solutions Inc. | Montgomery | AL | 09/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 02/2002 | 08/2021 |
| Kestra Investment Services, Llc | Montgomery | AL | 08/2021 | Present |
| Kestra Advisory Services, Llc | Montgomery | AL | 08/2021 | Present |
KESTRA ADVISORY SERVICES, LLC POSITION: Owner, sole proprietor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 04/01/1995 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735, United States DESCRIPTION: Fee Based Investment Advice CORPFINANCIAL, LLC POSITION: Independent Contractor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 08/23/2021 ADDRESS: 7050 Fain Park Drive, Suite 12, Montgomery AL 36117, United States DESCRIPTION: None H. BEN COKER III POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 08/01/1979 ADDRESS: 2090 Myrtlewood Drive, Montgomery AL 36111, United States DESCRIPTION: Selling and Servicing
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-31 |
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