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190 Carondelet Plaza Suite 1300, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2000-03-28 |
| MO | RA | APPROVED | 1999-02-10 |
Branch Locations
190 Carondelet Plaza Suite 1300, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alpine Investment Management, Llc | St Louis | MO | 11/1999 | 12/2016 |
| Acr Alpine Capital Research, Llc | St Louis | MO | 01/2017 | Present |
Serve as Non-Executive Chairman of Alpine Private Capital, LLC, a registered investment adviser with the SEC (CRD#286072) located at 8000 Maryland Avenue, Suite 700, St. Louis, MO, 63105. Start date was December 2016. I devote approximately 4 hours per month to the business and 4 hours during securities trading hours. My duties include hiring the President of Alpine Private Capital, LLC, assessing the President's success and providing overall strategic leadership.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-22 |
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