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Jonathan Graham

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-24
TX RA APPROVED_RES 2016-06-30
IL RA APPROVED 2013-01-22
  • FL RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED_RES
    Since 2016-06-30
  • IL RA
    APPROVED
    Since 2013-01-22

Branch Locations

3333 Warrenville Rd, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lisle IL 10/2012 Present
Bank Of America, N.A. Lisle IL 03/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-18
S63 Uniform Securities Agent State Law Examination 1999-04-12
  • S66 Uniform Combined State Law Examination
    2013-01-18
  • S63 Uniform Securities Agent State Law Examination
    1999-04-12
Other Names
  • Jonathan Andrew Graham

View on SEC IAPD

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ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
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BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL
ON INVESTMENT MANAGEMENT CO · Lisle, IL
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