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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Securities Group | St Louis | MO | 05/2006 | Present |
| Moloney Securities Co., Inc. | Manchester | MO | 03/2011 | Present |
| Moloney Investment Advisory Llc | Manchester | MO | 02/2016 | 12/2016 |
| Moloney Securities Asset Management Llc | Manchester | MO | 02/2016 | Present |
| Berthel, Fisher & Company Financial Services, Inc. | Manchester | MO | 12/2025 | Present |
| Bfc Planning, Inc. | Cedar Rapids | IA | 12/2025 | Present |
BOARD MEMBER, BELLEFONTAINE CEMETERY ASSOC. 4947 WEST FLORISSANT AVE., ST. LOUIS, MO 63115, SINCE 1/1/14, SERVE ON FINANCE COMMITTEE. NON-INVESTMENT RELATED. NO TIME DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-24 |
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