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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-02-28 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
3591 North Briarwood Lane, Muncie, IN 47304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Muncie | IN | 04/2004 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | Muncie | IN | 02/2017 | Present |
1. Indiana Notary Association; 200 W. Washington St., Room 201 Indianapolis IN 46204; Notary Association; Notary; affiliation started 12/28/2016; 1.0 hour per day; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-15 |
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