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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-07-21 |
Branch Locations
1489 Baltimore Pike Suite 203, Springfield, PA 19064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 06/2000 | Present |
1. Fixed insurance sales; as an agent; as of 03/04/2011; approximately less than 5% time spent during business hours; conducted from branch location; investment-related. 2. Keybridge Financial, LLC - sole owner of entity created for securities business; as of 03/04/2011; less than 1% time spent during business hours; conducted at branch location; investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-11 |
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