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Grant William Gaugler

Cetera Investment Advisers LLC

West Chester, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-12-13
  • PA RA
    APPROVED
    Since 2024-12-13

Branch Locations

1209 West Chester Pike, Ste 101, West Chester, PA 19382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 05/2023 12/2024
Citadel Federal Credit Union West Chester PA 05/2023 Present
Montgomery County Community College Blue Bell PA 06/2014 05/2017
Harvard University Extension School Cambridge MA 05/2017 05/2021
Unemployed/Looking For Work Glen Mills PA 05/2021 04/2023
Cetera Invstment Services Llc St Cloud MN 12/2024 Present
Cetera Investment Advisers Llc West Chester PA 12/2024 Present
  • 05/2023 → 12/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2023 → Present
    Citadel Federal Credit Union
    West Chester, PA
  • 06/2014 → 05/2017
    Montgomery County Community College
    Blue Bell, PA
  • 05/2017 → 05/2021
    Harvard University Extension School
    Cambridge, MA
  • 05/2021 → 04/2023
    Unemployed/Looking For Work
    Glen Mills, PA
  • 12/2024 → Present
    Cetera Invstment Services Llc
    St Cloud, MN
  • 12/2024 → Present
    Cetera Investment Advisers Llc
    West Chester, PA
Previous Registrations
  • 2023-05-31 → 2024-12-12
    Cuso Financial Services, L.P.
    West Chester, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-21
S63 Uniform Securities Agent State Law Examination 2021-08-11
  • S65 Uniform Investment Adviser Law Examination
    2021-10-21
  • S63 Uniform Securities Agent State Law Examination
    2021-08-11

View on SEC IAPD

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Other Offices

WEALTHCARE ADVISORY PARTNERS LLC · WEST CHESTER, PA
WEALTHCARE CAPITAL PARTNERS, LLC · WEST CHESTER, PA
LPL FINANCIAL LLC · WEST CHESTER, PA
WEALTHCARE ADVISORY PARTNERS LLC · Westchester, PA
WEALTHCARE CAPITAL MANAGEMENT LLC · WEST CHESTER, PA
KEY FINANCIAL, INC. · WEST CHESTER, PA
TRUIST ADVISORY SERVICES, INC. · WEST CHESTER, PA
WELLS FARGO CLEARING SERVICES, LLC · WEST CHESTER, PA

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