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Current Employers
Wealthcare Advisory Partners Llc

1065 Andrew Drive, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-04-28
  • PA RA
    APPROVED
    Since 2021-04-28

Branch Locations

1065 Andrew Drive, West Chester, PA 19380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc West Chester PA 09/2012 10/2016
Hornor Townsend & Kent, Inc Horsham PA 10/2016 03/2021
Wealthcare Advisory Partners Llc West Chester PA 04/2021 Present
Lpl Financial Llc West Chester PA 06/2021 Present
Previous Registrations
  • 2016-12-15 → 2021-03-19
    Conshohocken, PA
    Conshohocken, PA
  • 2012-09-18 → 2016-10-31
    Wynnewood, PA
    King Of Prussia, PA
    San Diego, CA
    West Chester, PA
    Fort Mill, SC
    West Chester, PA
    Fort Mill, SC
  • 2008-08-05 → 2012-09-18
    Cetera Wealth Services, Llc
    King Of Prussia, PA
  • 2009-08-19 → 2010-07-19
    Conshohocken, PA
Other Businesses

1) 06/2021- Wealthcare Partners- DBA for LPL Business (entity for LPL business)- inv. Related- At Reported Business Location(s) - 100% 2) 12/23/2025 - Wealthcare Advisory Partners - Registered Investment Advisor Hybrid - CCO - Investment Related - At Reported Business Location(s) - Start Date 06/17/2021 - 416 hours per month/ 160 hours during trading - I provide investment advisory services through Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 416 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-01
S63 Uniform Securities Agent State Law Examination 2000-04-07
  • S66 Uniform Combined State Law Examination
    2008-08-01
  • S63 Uniform Securities Agent State Law Examination
    2000-04-07
Other Names
  • Jim Krause

View on SEC IAPD

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