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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-05 |
| PA | RA | APPROVED | 2017-12-21 |
Branch Locations
905 W Sproul Rd Suite 107, Springfield, PA 19064-1254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | West Deptford | NJ | 08/2016 | 11/2017 |
| Raymond James Financial Services Advisors Inc. | West Deptford | NJ | 09/2016 | 11/2017 |
| Kennedy Investment Group | West Deptford | NJ | 08/2016 | 11/2017 |
| Kennedy Insurance Services | West Deptford | NJ | 12/2016 | 11/2017 |
| Edward Jones | St.LOuis | MO | 12/2017 | Present |
Aloha West Thoroughbred LLC Type of business: Horse Racing North Augusta, SC Start date: 4/6/2021 Partner Hours per week: 0 Hours during trading: 0 No responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-16 |
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