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Christine Ann Moise

J.P. Morgan Securities LLC

Tampa, FL

Columbus, OH

Spring Hill, FL

CRD 1360387

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-02-23
NY RA APPROVED 2021-05-03
FL RA APPROVED 2018-06-22
TX RA APPROVED_RES 2018-05-08
  • OH RA
    APPROVED
    Since 2022-02-23
  • NY RA
    APPROVED
    Since 2021-05-03
  • FL RA
    APPROVED
    Since 2018-06-22
  • TX RA
    APPROVED_RES
    Since 2018-05-08

Branch Locations

4915 Independence Pkwy Floor 03, Tampa, FL 33634 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

Spring Hill, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Boca Raton FL 06/2009 05/2018
Jp Morgan Securities, Llc Jacksonville FL 05/2018 Present
  • 06/2009 → 05/2018
    Morgan Stanley Smith Barney
    Boca Raton, FL
  • 05/2018 → Present
    Jp Morgan Securities, Llc
    Jacksonville, FL
Previous Registrations
  • 2009-06-01 → 2018-05-08
    Morgan Stanley
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
  • 1993-07-31 → 2009-06-01
    Citigroup Global Markets Inc.
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Boca Raton, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-02-05
  • S63 Uniform Securities Agent State Law Examination
    2010-02-05
Other Names
  • Christine Ann Halvarson

View on SEC IAPD

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