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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-02-23 |
| NY | RA | APPROVED | 2021-05-03 |
| FL | RA | APPROVED | 2018-06-22 |
| TX | RA | APPROVED_RES | 2018-05-08 |
Branch Locations
4915 Independence Pkwy Floor 03, Tampa, FL 33634 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
Spring Hill, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Boca Raton | FL | 06/2009 | 05/2018 |
| Jp Morgan Securities, Llc | Jacksonville | FL | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-02-05 |
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