Best Investors Account Sign in

Howard Victor Sloan

LPl Financial LLC

Annandale, VA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-11
TX RA APPROVED_RES 1997-07-22
VA RA APPROVED 1995-08-03
  • FL RA
    APPROVED
    Since 2026-02-11
  • TX RA
    APPROVED_RES
    Since 1997-07-22
  • VA RA
    APPROVED
    Since 1995-08-03

Branch Locations

7630 Little River Tpk. Ste.611, Annandale, VA 22003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) Annandale VA 11/1985 Present
  • 11/1985 → Present
    Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
    Annandale, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-17
S63 Uniform Securities Agent State Law Examination 1985-04-26
  • S65 Uniform Investment Adviser Law Examination
    1995-03-17
  • S63 Uniform Securities Agent State Law Examination
    1985-04-26

View on SEC IAPD

Other Firms

STONEX ADVISORS INC.
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
HUDSON HOUSING CAPITAL LLC
FIRST COMMAND ADVISORY SERVICES
EDWARD JONES

Other Investors

ANDREW DIXON WADE
RICHARD CHRISTOPHER HOGAN
JAMES CASE REED
Elyse Dawn Fragata
Jisook L Anderson
PARTHA RAVINDRA SHASTRI
KATHERINE JOSENY HERNANDEZ MONTESFLORES
W KIMMEL CAMERON

Other Offices

STONEX ADVISORS INC. · Annandale, VA
CETERA INVESTMENT ADVISERS LLC · ANNANDALE, VA
J.P. MORGAN SECURITIES LLC · Annandale, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANNANDALE, VA
WELLS FARGO CLEARING SERVICES, LLC · ALEXANDRIA, VA
HUDSON HOUSING CAPITAL LLC · ANNANDALE, VA
WELLS FARGO CLEARING SERVICES, LLC · ANNANDALE, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA

More in Annandale, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor