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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-07-05 |
Branch Locations
6926-F Little River Tnpk, Annandale, VA 22003 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nebel Financial Services | Annandale | VA | 11/2008 | Present |
| Stonex Securities Inc. | Annandale | VA | 12/2011 | Present |
| Stonex Advisors Inc. | Annandale | VA | 12/2011 | Present |
1).NEBEL FINANCIAL SERVICES, LLC.-IS INVESTMENT RELATED-6926 F LITTLE RIVER TNPK. ANNENDALE, VA. 22003-NATURE OF BUSINESS IN INVESTMENTS-POSITION IS PRESIDENT-START DATE IS 06/30/1997-HOURS DEVOTED TO OUTSIDE BUSINESS IN 50 DURING SECURITIES TRADING HOURS-DESCRIPTION OF DUTIES IS INVESTMENT PLANNING AND INSURANCE. 2). DULLES FOUNDATION CLUB; NOT INVESTMENT RELATED; 39941 CHARLESTON PIKE, HAMILTON, VA. 20158; CHARITABLE ORGANIZATION; BOARD MEMBER; JULY 2012; 0 HOURS PER MONTH; ASSIST IN FUNDRAISING. 3)Strategic Water Alliance Position: Member NON-Investment Related Nature of OBA: Write Global Grants for the Rotary Foundation to solve clean water and sanitation problems in other countries. Duties: Primarily explain to Rotary members how to use Rotary (Existing funds) through Global Grants. Approximately 4 hours per month spent on OBA. Approximately 1 hour a week during Market Hours. 4) Global Grant Chair District 7610 Title: Global Grant Chair for District 7610 NON-Investment Related Nature of OBA: Local Foundation Chair has asked me to explain to local Rotarians how to use the Global Grant tool. Duties: Explain to the Rotarians how to use the Global Grant process so that they may write Global Grants. Approximately 4-6 hours per month is spent on this OBA. An hour a week per market hours. 5)St. John's Episcopal Church Finance Committee 5649 Mt. Gilead Road Centerville, VA 20120 Position: Member of the Finance Committee NON-Investment Related Nature of OBA: Assisting church with ongoing financial questions. Duties: Review maintenance work quotes for work to be done around the church. Connect the church to a local bank for refinancing. Approximately 1 -2 hours per month spent on this OBA. None during market hours. 6) Evergreen Condo Association C/O Nebel Financial Services 6926-F Little River Tnpk Annandale, VA 22003 Title: President (effective 11/1/18) NON-Investment Related Nature: This is the office condo association that is managed by a property management company. We coordinate all of the individual owners as we maintain the individually owned properties. Duties: Coordinate with Property Management Company and other condo office owners; review short and long term maintenance and capital reserves etc. Approximately 1 hour per month (0 during market hours) spent on this OBA Compensation: none 7) Rotary Club of Dulles International Airport P.O. Box 554 Herndon, VA 20172 Nature of Business: Service Organization to help local and intl. community. Investment Related: No Business Position: President Business Duties: President for one year only until 6/30/2022. I run the weekly meetings. Business Start Date: 08/15/2004 Approximately 10 hours spent on this OBA, with 2 hours spent on this OBA weekly during market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-27 |
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