Jon Raymond Winteregg

Current Employers

Employment History

• 12/2012 → 09/2020
  Securities Service Network
  Greenwood, IN
• 12/2012 → 09/2020
  Ssn Advisory, Inc.
  Greenwood, IN
• 09/2020 → 09/2022
  Securities America, Inc.
  Greenwood, IN
• 09/2020 → 09/2022
  Securities America Advisors, Inc.
  Greenwood, IN
• 09/2022 → Present
  Silver Oak Securities, Inc.
  Greenwood, IN

Previous Registrations

• 2020-09-18 → 2022-09-26
  Securities America Advisors, Inc.
  Greenwood, IN
• 2012-12-07 → 2020-09-18
  Ssn Advisory, Inc.
  Greenwood, IN
• 2008-05-07 → 2012-12-19
  Concourse Financial Group Securities, Inc.
  Greenwood, IN
• 2002-10-31 → 2008-05-27
  Langdon Shaw Associates, Inc.
  Indianapolis, IN

Other Businesses

1). "Ash Brokerage, LLC",Is Not Investment Related,,Insurance,Agent,2008-06-01,2 hours per month,2 hours per month during trading hours,Commission Compensation,"Fixed insurance business, Life (Permanent/Term), Fixed/Indexed Annuities, LTCare policies" 2). Co-trustee on Mother's Trust,Is Investment Related,"720 Executive Park Drive, Suite 1600, Suite 1600, Greenwood, IN, 46143, United States",Co-Trustee,Co-Trustee,1999-08-30,1 hours per month,1 hours per month during trading hours,Commission Compensation,"Following the death of my father, I became co-trustee's with my mother on her living trust." 3). "Winteregg Berne Property, LLC",Is Investment Related,,Manager of LLC,Manager,2021-10-29,1 hours per month,1 hours per month during trading hours,Commission Compensation,"Following the unexpected death of my co-trustee brother Greg Winteregg, Estate planning attorney Brian Eagle recommended the creation of the Winteregg Berne Property LLC to hold the two commercial properties that were in my mother's trust." 4). "Winteregg & Associates, LLC",Is Not Investment Related,,Consultation,Advisor,2022-04-04,1 hours per month,1 hours per month during trading hours,No Compensation Compensation,Asked to be a financial services vendor option on the the Dental Associations membership platform of the company my brother Greg Winteregg was a partner for over 25 years. We accepted under the understanding we would do an initial consulation and waive any fees associated with the session. 5). "becauseOne, LLC",Is Not Investment Related,"407 West Smith Valley Road, Unit 663, Greenwood, IN, 46143, United States",Online platform for Charity,Consultant,2022-10-01,5 hours per month,3 hours per month during trading hours,No Compensation Compensation,"Consultant to family business that provides an online platform for Not For Profits to clearly display their most pressing needs so they may be aligned with gifters with similar passions and interests. I will support my wife and daughter's efforts to help all individuals, organizations, and corporations make a difference in our world."

Exams

• S66 Uniform Combined State Law Examination
  2002-10-30
• S63 Uniform Securities Agent State Law Examination
  1985-06-19