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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2008-01-01
  • OK RA
    APPROVED
    Since 2008-01-01

Branch Locations

2100 S Country Club Rd, El Reno, OK 73036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Reno OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc El Reno OK 11/2016 Present
Previous Registrations
  • 2003-09-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    El Reno, OK
    St. Louis, MO
Other Businesses

RENTAL PROPERTY; INV RELATED; EL RENO, OK; 100% OWNERSHIP; 03/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-12
S63 Uniform Securities Agent State Law Examination 1985-05-09
  • S66 Uniform Combined State Law Examination
    2003-09-12
  • S63 Uniform Securities Agent State Law Examination
    1985-05-09

View on SEC IAPD

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