Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MN | RA | APPROVED | 2013-11-13 |
Branch Locations
520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States
Shoreview, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | North Oaks/Shoreview | MN | 03/2008 | Present |
| City National Bank | Shoreview | MN | 11/2016 | Present |
(1) Name of Entity: Northrop Advisory Board for the University of Minnesota Address of Business: 84 Church Street SE, Suite 90 Minneapolis, MN 55454 Business Description: Advisory Board Business is not investment related Projected Start Date - 8/1/2017 Capacity - Advisory Board Duties Performed - Advisory Board Approx 2 hours devoted to this OBA per month 1 hour(s) devoted during security trading hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-21 |
Reach out to this advisor