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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2008-10-10 |
| TX | RA | APPROVED | 2008-10-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bel Air | MD | 10/2008 | Present |
| Bank Of America, N.A. | Bel Air | MD | 06/2011 | Present |
I*516158 For profit or not for profit: Entity For Profit Name of outside business organization: Midtown Chocolatiers Investment related: N Address of business: Churchville, Maryland, 21028 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer"], Start date of relationship: 6/1/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , My wife would like to start a franchise with Kilwins Chocolates in Philadelphia, PA. I would solely be an owner and would not have any day to day duties with this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-14 |
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