George Edwin Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bel Air, MD
• 06/2011 → Present
  Bank Of America, N.A.
  Bel Air, MD

Previous Registrations

• 2005-09-30 → 2008-10-24
  Ferris, Baker Watts, Llc
  Bel Air, MD
  Belair, MD
• 1996-04-08 → 2005-10-03
  Morgan Stanley Dw Inc.
  Lutherville, MD

Other Businesses

I*516158 For profit or not for profit: Entity For Profit Name of outside business organization: Midtown Chocolatiers Investment related: N Address of business: Churchville, Maryland, 21028 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer"], Start date of relationship: 6/1/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , My wife would like to start a franchise with Kilwins Chocolates in Philadelphia, PA. I would solely be an owner and would not have any day to day duties with this business.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-29
• S63 Uniform Securities Agent State Law Examination
  1985-10-14

Designations

• Certified Financial Planner