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Jing Liu

Charles Schwab & Co., Inc.

Thousand Oaks, CA

Woodland Hills, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-04-25
  • CA RA
    APPROVED
    Since 2008-04-25

Branch Locations

650 S Westlake Boulevard, Thousand Oaks, CA 91362 • United States

6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Thousand Oaks CA 04/2008 Present
Charles Schwab Bank Thousand Oaks CA 04/2008 Present
Previous Registrations
  • 2007-12-18 → 2008-03-17
    Morgan Stanley & Co. Llc
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-17
S63 Uniform Securities Agent State Law Examination 2007-11-21
  • S66 Uniform Combined State Law Examination
    2007-12-17
  • S63 Uniform Securities Agent State Law Examination
    2007-11-21

View on SEC IAPD

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