David Neil Smith

Employer firm

Bridge Generations Wealth Management CRD 331683

$260M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1991 → Present
  Financial Wealth Strategies, Inc.
  Coral Gables, FL
• 07/2007 → 12/2020
  David N. Smith & Associates, Inc.
  South Miami, FL
• 07/2020 → 01/2025
  Forum Financial Management, Lp
  Lombard, IL
• 01/2021 → 01/2025
  Forum Financial Management, Lp
  Lombard, IL
• 05/2024 → Present
  Bridge Generations Wealth Management Llc
  South Miami, FL

Previous Registrations

• 2020-08-05 → 2025-01-31
  Forum Financial Management, Lp
  South Miami, FL
  Lombard, IL
• 2010-04-13 → 2020-12-31
  David Smith Advisory
  South Miami, FL
• 2008-04-02 → 2010-05-11
  Fac Wealth Management, Llc
  South Miami, FL
  Naples, FL
• 2006-02-22 → 2008-03-31
  Triad Advisors Llc
  South Miami, FL
  South Miami, FL
• 2000-03-07 → 2006-02-24
  Valmark Advisers, Inc.
  South Miami, FL

Other Businesses

1) Financial Wealth Strategies, Inc.; Not investment-related; 5900 Southwest 73rd Street, Suite 300, South Miami, FL 33143; Insurance sales; President; 1/1991; 30 hours/month devoted; 30 hours during securities trading hours; Insurance sales and services. 2) Bridge Generations Wealth Management LLC; Investment-related; 5900 Southwest 73rd Street, Suite 300, South Miami, FL 33143; Registered investment adviser; Managing Member and Investment Adviser Representative; 5/2024; 30 hours/month devoted; 10 hours during securities trading hours; Investment advisory services.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-03-25

Designations

• Certified Financial Planner
• Chartered Financial Consultant