Brian David Thelen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Fixed Equity Indexed Annuities
  South Miami, FL
• 05/2016 → 11/2018
  Signator Investors, Inc.
  South Miami, FL
• 11/2018 → Present
  Osaic Wealth, Inc.
  South Miami, FL

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  South Miami, FL
  Tampa, FL
• 2002-03-08 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Miami, FL
  Miami, FL
  South Miami, FL

Other Businesses

1) INTEGRITY FINANCIAL PLANNING INC. 7721 SW 62ND AVE #201 SOUTH MIAMI FL. NON-INVEST. FIXED PRODUCT INS SALES AND SECURITIES. PRES/SECY. START 10/24/2002. THIS IS A NAME CHANGE FROM MY S-CORP. WHICH WAS PREVIOUSLY NAMED INTEGRITY INSURANCE PLANNING, INC. 140 HRS/MO. 2-3 HRS/MO. CLIENT PROSPECTING & SALES FOR FIXED INS PRODUCTS SUCH AS LIFE, HEALTH, ANNUITIES AND SECURITIES 2) JULLIE & ASSOCIATES, P.A. (DBA NAME), 7721 SW 62ND AVENUE, STE 201, S. MIAMI, FL, INV-REL, SELL SECURITIES AND INSURANCE, INDEPENDENT CONTRACTOR, START 07/2007 3) FIXED EQUITY INDEXED ANNUITIES/INSURANCE AGENT/INVESTMENT RELATED-NO/7721 SW 62 AVE, SUITE 201, SOUTH MIAMI, FL 33143/2-29-2016/3/0/PERFORM DUTIES TO PROPERLY TRANSACT EIA BUSINESS FOR PERTINENT CLIENTS ENTAILING, PRODUCT KNOWLEDGE, SUITABILITY, SALES, CUSTOMER SERVICE, ETC. 4) JULLIE & ASSOCIATES, PA POSITION: Independent Contractor NATURE: Professional Association DBA Name for Financial Planning, Securities & Variable Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2007 ADDRESS: 7721 SW 62 Ave, Suite 201, South Miami FL 33143, United States DESCRIPTION: Investment Advisor Representative 5) FIXED INSURANCE POSITION: Agent NATURE: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/29/2016 ADDRESS: 7721 SW 62 Ave, Suite 201, South Miami FL 33143, United States DESCRIPTION: SALES/MARKETING & SERVICEOF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 6) BRIAN D THELEN, CFP, CFA POSITION: Financial Author NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2012 ADDRESS: 7721 SW 62 Ave, Suite 201, South Miami FL 33143, United States DESCRIPTION: To write and author financial related articles and material for interested investors 7) RIVER CITY CONCERT BAND POSITION: President NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2025 ADDRESS: 3180 Race Track Road, St Johns FL 32259, United States DESCRIPTION: Assist Board & Band Members with Rehersal and Performance activities as needed

Exams

• S66 Uniform Combined State Law Examination
  1999-12-20

Designations

• Certified Financial Planner

Other Names

• Brian David Thelen