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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-01-05 |
Branch Locations
303 East Main Street 3Rd Floor, Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Barrington | IL | 12/2009 | Present |
CHAIRMAN OF THE BOARD- ROCKFORD METROPOLITAN EXPOISTION, AUDITORIUM AND OFFICE BUILDING AUTHORITY, ROCKFORD ILLINOIS; NON PROFIT MUNICIPALITY NON INVERSTMENT RELATED, VOLUNTER POSITION, 5-10 HOURS OF WORK /MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-14 |
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