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Timothy Joseph Brungardt

Cetera Investment Advisers LLC

Norfolk, NE

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

314 N 5Th St, Norfolk, NE 68701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 05/1988 08/2023
Minnesota Life Insurance Company St. Paul MN 05/1988 08/2023
Hughes/Wilkinson Agency Norfolk NE 05/1988 Present
Cetera Wealth Services, Llc Norfolk NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Heritage Financial Services Dba Hfs Omaha NE 01/2020 Present
  • 05/1988 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 05/1988 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 05/1988 → Present
    Hughes/Wilkinson Agency
    Norfolk, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Norfolk, NE
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2020 → Present
    Heritage Financial Services Dba Hfs
    Omaha, NE
Previous Registrations
  • 1997-09-22 → 2023-08-10
    Securian Financial Services, Inc.
    Norfolk, NE
    Norfolk, NE
    St. Paul, MN
Other Businesses

1) HERITAGE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1988 ADDRESS: , Norfolk NE , United States DESCRIPTION: Agent/Broker 2) PREFERRED MARKETING ASSOCIATES (PMA) POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: , Norfolk NE , United States DESCRIPTION: Agent/Broker 3) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2004 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 4) T&C LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2004 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 5) BIG BANG BOOM, INC POSITION: Member NATURE: fcommercial fireworks diaplay INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: PO Box 1094, Norfolk NE 68701, United States DESCRIPTION: board member and licensed pyrotechnician 6) NORFOLK FAMILY YMCA POSITION: Advisory Board NATURE: Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: 301 W Benjamin Ave, Norfolk NE 68701, United States DESCRIPTION: I am the president of the board of directors 7) NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-15
S63 Uniform Securities Agent State Law Examination 1997-08-23
  • S65 Uniform Investment Adviser Law Examination
    1998-07-15
  • S63 Uniform Securities Agent State Law Examination
    1997-08-23

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