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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 05/1988 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 05/1988 | 08/2023 |
| Hughes/Wilkinson Agency | Norfolk | NE | 05/1988 | Present |
| Cetera Wealth Services, Llc | Norfolk | NE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Heritage Financial Services Dba Hfs | Omaha | NE | 01/2020 | Present |
1) HERITAGE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1988 ADDRESS: , Norfolk NE , United States DESCRIPTION: Agent/Broker 2) PREFERRED MARKETING ASSOCIATES (PMA) POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: , Norfolk NE , United States DESCRIPTION: Agent/Broker 3) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2004 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 4) T&C LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2004 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 5) BIG BANG BOOM, INC POSITION: Member NATURE: fcommercial fireworks diaplay INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: PO Box 1094, Norfolk NE 68701, United States DESCRIPTION: board member and licensed pyrotechnician 6) NORFOLK FAMILY YMCA POSITION: Advisory Board NATURE: Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: 301 W Benjamin Ave, Norfolk NE 68701, United States DESCRIPTION: I am the president of the board of directors 7) NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-23 |
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