Timothy Joseph Brungardt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1988 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 05/1988 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 05/1988 → Present
  Hughes/Wilkinson Agency
  Norfolk, NE
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Norfolk, NE
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2020 → Present
  Heritage Financial Services Dba Hfs
  Omaha, NE

Previous Registrations

• 1997-09-22 → 2023-08-10
  Securian Financial Services, Inc.
  Norfolk, NE
  Norfolk, NE
  St. Paul, MN

Other Businesses

1) HERITAGE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1988 ADDRESS: , Norfolk NE , United States DESCRIPTION: Agent/Broker 2) PREFERRED MARKETING ASSOCIATES (PMA) POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: , Norfolk NE , United States DESCRIPTION: Agent/Broker 3) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2004 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 4) T&C LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2004 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 5) BIG BANG BOOM, INC POSITION: Member NATURE: fcommercial fireworks diaplay INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: PO Box 1094, Norfolk NE 68701, United States DESCRIPTION: board member and licensed pyrotechnician 6) NORFOLK FAMILY YMCA POSITION: Advisory Board NATURE: Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2023 ADDRESS: 301 W Benjamin Ave, Norfolk NE 68701, United States DESCRIPTION: I am the president of the board of directors 7) NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-15
• S63 Uniform Securities Agent State Law Examination
  1997-08-23