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100 Smith Ranch Road Suite 320, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-03 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1300 West Lodi Ave., Lodi, CA 95242 • United States
100 Smith Ranch Road, Suite 320, San Rafael, CA 94903 • US
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wulff, Hansen & Co. | Lodi | CA | 03/1985 | Present |
| Mcclurg Capital Corporation | San Rafael | CA | 09/2017 | Present |
SUCCESSOR TRUSTEE; JACK ALQUIST TRUST and holder of General Power of Attorney, including authority over Jack Alquist IRA, other assets, and healthcare matters. ASSUMING THE DUTIES AND POWERS OF THE TRUSTEE AS OF SEPTEMBER 2024. Some of these activities are investment-related. 0 HOURS WILL BE SPENT ON THESE DUTIES DURING BUSINESS HOURS TRUSTEE: WILKERSON FAMILY TRUST FOR THE LAST TEN YEARS, AS TRUSTEE I PAY BILLS AND MANAGE A SINGLE FAMILY HOME UNTIL THE BENEFICIARIES REACH THE AGE OF 35. I DO NOT MANAGE ANY INVESTMENTS. I SPEND LESS THAN 1% OF MY TIME DURING REGULAR BUSINESS HOURS. WULFF HANSEN & CO. 1300 WEST LODI AVENUE SUITE A LODI, CA 95242 INVESTMENT RELATED BUSINESS PROVIDING FEE BASED MONEY MANAGEMENT. VICE PRESIDENT IN CHARGE OF MANAGING CLIENT PORTFOLIOS SINCE MARCH 1985. 50% OF MY WORKING DAY ID DEVOTED TO THIS BUSINESS. Applicant is also registered with McClurg Capital Corporation, a retail broker/dealer who acquired Wulff, Hansen's retail brokerage business in late 2017. The time which was previously spent serving Wulff,Hansen's retail customers is now spent serving the same investors via McClurg Capital and varies significantly from day to day and week to week. 2023: Applicant has begun acting as Successor Trustee of Faulkner Trust. No Wulff, Hansen clients involved; will oversee prompt distribution of all assets to recipients specified in Trusts. Task is expected to take a matter of a few weeks. Specified compensation will be provided upon completion.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-23 |
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