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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-26
  • CA RA
    APPROVED
    Since 2018-12-26

Branch Locations

306 Sixth Avenue Suite B, San Mateo, CA 94401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. San Mateo CA 05/2016 11/2018
Royal Alliance Associates, Inc. San Mateo CA 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    San Mateo, CA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    San Mateo, CA
Other Businesses

1) ADVANCED ESTATE & INSURANCE SERVICES, INVESTMENT RELATED, 306 SIXTH AVE #B, SAN MATEO, CA, FIXED INSURANCE SALES/BROKER, OWNER/PRINCIPAL..... 2) Insurance Broker: Life, Annuities, LTC, DI, various carriers, R and R Insurance Services/Lion Street, 306 6th Ave Suite B San Mateo, CA 94401, start 5/2017, approx 40 hrs mo, 3-4 trading hrs......... 3) AEIS INC POSITION: President NATURE: S CORP INVESTMENT RELATED: No NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2017 ADDRESS: 306 Sixth Avenue #B, San Mateo CA 94401, United States DESCRIPTION: sell life and health insurance and employee benefits. 4) RONALD & ELAINA BLAND(RENTAL PROPERTIES) POSITION: owner NATURE: Own Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 11/01/1994 ADDRESS: 125 West Bellevue AVe, San Mate CA 94402, United States DESCRIPTION: Manage real estate 5) ALLIED BROKERS INC. POSITION: 50% owner -Principal NATURE: S corpProperty and Casualty Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2021 ADDRESS: 630 Cowper, Palo Alto CA 94301, United States DESCRIPTION: Help Run Property Casualty Agency Marketing,procedures for Customer Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-20
S63 Uniform Securities Agent State Law Examination 1993-07-07
  • S66 Uniform Combined State Law Examination
    2018-12-20
  • S63 Uniform Securities Agent State Law Examination
    1993-07-07

View on SEC IAPD

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