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Lori Hoefener

Wells Fargo Advisors Financial Network, LLC

Saint Paul, MN

St. Louis, MO

Wells Fargo Clearing Services, LLC

Saint Paul, MN

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-02-16
  • MN RA
    APPROVED
    Since 2023-02-16

Branch Locations

30 7Th St E, Saint Paul, MN 55101 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-06
CA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-06
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

30 E 7Th St Ste 1200, Saint Paul, MN 55101 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
Previous Registrations
  • 2006-10-31 → 2011-01-03
    Wells Fargo Investments, Llc
    Bloomington, MN
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV RELATED; OWATONNA, MN; START: 8/1/13; 0 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-30
  • S66 Uniform Combined State Law Examination
    2006-10-30
Other Names
  • Lori Marie Hoefener

View on SEC IAPD

Other Firms

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FIDUCIARY COUNSELLING INC
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILLTOP SECURITIES INC.
WELLS FARGO CLEARING SERVICES, LLC
CAPTRUST
OSAIC WEALTH, INC.

Other Investors

CHRISTIAN AUDREY NIELSEN
THOMAS W. WALSH
Patrick Daniel Carotenuto
Devon Mikala Sandhu
ANDREW EDWARD LANG
LIDDY MARIE ACHTER
ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
CAPTRUST · Saint Paul, MN

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