Lori Hoefener

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-02-16

MN RA
APPROVED

Since 2023-02-16

Branch Locations

30 7Th St E, Saint Paul, MN 55101 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-06
CA	RA	APPROVED	2011-01-03

MN RA
APPROVED

Since 2013-11-06
CA RA
APPROVED

Since 2011-01-03

Branch Locations

30 E 7Th St Ste 1200, Saint Paul, MN 55101 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Minneapolis	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Minneapolis	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Minneapolis, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Previous Registrations

2006-10-31 → 2011-01-03

Wells Fargo Investments, Llc

Bloomington, MN

Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV RELATED; OWATONNA, MN; START: 8/1/13; 0 HR/MO; 0 DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-30

S66 Uniform Combined State Law Examination

2006-10-30

Other Names

Lori Marie Hoefener

View on SEC IAPD