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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-12 |
| NE | RA | APPROVED | 2016-07-29 |
Branch Locations
450 Regency Parkway Suite 400, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Omaha | NE | 07/2016 | Present |
1) BUCKLEY PARTNERS, LLC; INVESTMENT-RELATED; 15902 S. 87TH ST., PAPILLION, NE 68046; LLC FOR INVESTING IN PRIVATE PLACEMENTS; CO-MANAGER; STARTING 8/2005; 1 HR/MO; NO TIME DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE FILING TAX RETURNS, CORPORATE MINUTES AND REVIEW RESULTS OF INVESTMENT. 2) BUCKLEY PARTNERS II; INVESTMENT-RELATED; 15902 S. 87TH ST., PAPILLION, NE 68046; LLC FOR INVESTING IN PRIVATE PLACEMENTS AND REAL ESTATE; CO-MANAGER; STARTING 12/2014; 3 HR/QUARTER; NO TIME DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS; DUTIES INCLUDE SEEKING AND ANALYZING INVESTMENTS; FILING TAX RETURNS,AND CORPORATE MINUTES. 3) SIGMA PHI EPSILON EDUCATION FOUNDATION OF NEBRASKA- LINCOLN, NE; NON-VOTING TRUSTEE; MARCH 2016 - PRESENT; DUTIES INCLUDE FUNDRAISING. 4) CAKEBOXX TECHNOLOGIES LLC; INVESTMENT-RELATED; 1499 CHAIN BRIDGE ROAD, STE 100, MCLEAN, VA; LLC; BOARD MEMBER; STARTING 05/01/2017; APPROX. 5 HRS/MONTH; STRATEGIC PLANNING & GOVERNANCE, REVIEW OF FINANCIALS. 5) THE DURHAM MUSEUM FOUNDATION; NON-INVESTMENT RELATED; OMAHA, NE; PRIVATE SUPPORT FOUNDATION; BOARD MEMBER/SECRETARY, TREASURER; START 1/1/23; LESS THAN 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; BOARD OVERSIGHT, INVESTMENT OBJECTIVES AND PERFORMANCE MONITORING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-01 |
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