Marisa Andrea Margarites

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Raymond James Financial Services, Inc.
  Manasquan, NJ
• 12/2018 → Present
  Raymond James Financial Services Advisors Inc.
  Manasquan, NJ

Previous Registrations

• 2008-04-03 → 2008-10-15
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

(1)Name of Business: belmont condo assoc Address: 711 Clinton street apt 6f, hoboken, NJ, 08736, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 07/20/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: board member. One of 5

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-12-04
• S63 Uniform Securities Agent State Law Examination
  1987-07-20