Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-01
  • NJ RA
    APPROVED
    Since 2023-09-01

Branch Locations

27 West Street Suite 16, Red Bank, NJ 07701 • United States

Garden State Retirement Specialists, Llc

27 West Street, Suite 16 Wall Street Corporate Center, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-03-09
  • NJ RA
    APPROVED
    Since 2005-03-09

Branch Locations

27 West Street, Suite 16, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elite Brokerage Group Llc Jersey City NJ 10/1980 Present
Garden State Retirement Specialists, Llc Red Bank NJ 11/1999 Present
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Red Bank NJ 09/2023 Present
Previous Registrations
  • 2009-11-03 → 2023-09-01
    Osaic Services, Inc.
    Red Bank, NJ
  • 2002-07-02 → 2005-10-03
    Sunamerica Securities, Inc.
    Red Bank, NJ
Other Businesses

1. A&M LLC, NOT INVEST-RELATED, 27 WEST STREET, RED BANK NJ 07701, PARTNER, 01/1999; 10 HRS/MTH; NONE DT; OWNS OFFICE BUILDING AND RENT SPACE TO TENANTS. 2. GARDEN STATE RETIREMENT SPECIALISTS, LLC POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 11/30/1999 ADDRESS: 27 West Street Red Bank, NJ 07701, Red Bank, NJ 07701 NJ 07701, United States DESCRIPTION: provide investment related advice to advisory clients 3. THE ELITE BROKERAGE GROUP, LTD. POSITION: Owner NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/05/1986 ADDRESS: 27 West Street, Suite 16, Red Bank NJ 07701, United States DESCRIPTION: Provide fixed Life insurance, fixed annuities and health insurance to existing clients and referred clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-09
S63 Uniform Securities Agent State Law Examination 1987-05-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1987-05-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Red Bank, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor