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Eric Andrew Finch

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-05-28
  • MO RA
    APPROVED
    Since 2026-05-28

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 05/2026 Present
Home Depot St. Louis MO 03/2026 05/2026
Td Ameritrade St Louis MO 11/2017 01/2020
Summit Center Llc Dba Hardees Iceplex Chesterfield MO 04/2003 10/2017
Wells Fargo Clearing Services St Louis MO 01/2020 12/2025
  • 05/2026 → Present
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
  • 03/2026 → 05/2026
    Home Depot
    St. Louis, MO
  • 11/2017 → 01/2020
    Td Ameritrade
    St Louis, MO
  • 04/2003 → 10/2017
    Summit Center Llc Dba Hardees Iceplex
    Chesterfield, MO
  • 01/2020 → 12/2025
    Wells Fargo Clearing Services
    St Louis, MO
Previous Registrations
  • 2020-01-24 → 2026-01-09
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 2019-09-04 → 2020-01-10
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2019-09-04 → 2020-01-10
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-03
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S66 Uniform Combined State Law Examination
    2019-09-03
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11
Other Names
  • Barney Finch
  • E Finch
  • Big E Finch
  • Eric Andrew Finch
  • Eric Finch

View on SEC IAPD

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