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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-18
  • TX RA
    APPROVED
    Since 2016-04-18

Branch Locations

3304 S Broadway, Suite 202, , Tx, Tyler, TX 75701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prothro, Wilhelmi & Company, Pllc Tyler TX 01/1992 Present
Kestra Advisory Services, Llc Tyler TX 08/2006 Present
Kestra Investment Services, Llc Tyler TX 08/2006 Present
  • 01/1992 → Present
    Prothro, Wilhelmi & Company, Pllc
    Tyler, TX
  • 08/2006 → Present
    Tyler, TX
  • 08/2006 → Present
    Kestra Investment Services, Llc
    Tyler, TX
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Prothro, Wilhelmi & Co., PLLC Investment Related: No Address: 6855 Oak Hill Blvd Tyler TX 75703 Nature of Business: Consulting; Tax/Accounting Position, Title or Relationship: Partner Start Date: 1/2/1992 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: managing partner duties, client service in accounting matters Business Name: TWB Real Estate, LLC Investment Related: No Address: 6855 Oak Hill Blvd. Tyler TX 75703 Nature of Business: Real Estate Position, Title or Relationship: managing member Start Date: 11/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: general recordkeeping and management duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-30
  • S66 Uniform Combined State Law Examination
    2006-10-30

View on SEC IAPD

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