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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2017-11-29 |
Branch Locations
6410 Highway 93 South, Whitefish, MT 59937 • United States
Libby, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Libby | MT | 12/1989 | 11/2017 |
| Lpl Financial Llc | Whitefish | MT | 11/2017 | Present |
1. 09/28/2022 - 406Scuba - Not Investment Related - Business Owner - Owner - Start Date - 05/01/2021 - 10 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-14 |
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