Savas Nick Constantinou

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 01/2018
  Axa Advisors, Llc
  Woodbridge, NJ
• 01/2018 → 08/2019
  Allstate Financial Services Llc
  Middletown, NJ
• 09/2019 → 08/2021
  Lpl Financial Llc
  Staten Island, NY
• 08/2021 → 01/2023
  Modera Wealth Management, Llc
  Westwood, NJ
• 04/2023 → 01/2026
  Hancock Whitney Bank
  Tampa, FL
• 04/2023 → 01/2026
  Cetera Investment Services Llc
  Saint Cloud, MN
• 04/2023 → 01/2026
  Cetera Investment Advisers Llc
  Tampa, FL
• 01/2018 → 11/2018
  Considine Sharer & Assoc Allstate Insurance Agency
  Forked River, NJ
• 01/2026 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 02/2023 → 04/2023
  Unemployed
  Inverness, FL

Previous Registrations

• 2023-05-09 → 2026-01-21
  Cetera Investment Advisers Llc
  Tampa, FL
  Bradenton, FL
• 2021-08-31 → 2023-01-31
  Modera Wealth Management, Llc
  Inverness, FL
  Westwood, NJ
• 2019-09-05 → 2021-08-19
  Lpl Financial Llc
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
• 2018-04-23 → 2019-08-30
  Allstate Financial Advisors, Llc
  Millstone Township, NJ
• 2015-06-25 → 2018-01-18
  Equitable Advisors, Llc
  Woodbridge, NJ
• 2014-09-03 → 2014-10-03
  Sorrento Pacific Financial, Llc
  Red Bank, NJ
• 2014-01-13 → 2014-03-03
  Edward Jones
  St Louis, MO
• 2012-04-10 → 2013-03-26
  Hsbc Securities (Usa) Inc.
  Brooklyn, NY
• 2010-09-30 → 2012-01-26
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
• 2007-05-08 → 2010-03-16
  Hsbc Securities (Usa) Inc.
  Brooklyn, NY
• 2005-06-30 → 2006-08-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Red Bank, NJ
  Red Bank, NJ
  New York, NY

Other Businesses

1. AHEPA CHAPTER 463 POSITION: Member NATURE: American Hellenic Educational and Progressive Association, AHEPA chapter 463, Sarasota, Florida is a non-profit, fraternal organization that promotes Hellenism, education, philanthropy and civic responsibility in our community. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/28/2024 ADDRESS: 7671 Lockwood Ridge Rd, Sarasota FL 34243, United States DESCRIPTION: I attend, organize and record the minutes for our monthly meetings which usually take place at St. Barbara Greek Orthodox Church, 7176 Lockwood Ridge Rd, Sarasota, FL and various local restaurants. We assist in promoting, organizing and working to assist with St. Barbara's various activities including the Annual Festival which takes place each February.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-09
• S63 Uniform Securities Agent State Law Examination
  2001-11-19

Designations

• Certified Financial Planner