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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-05 |
Branch Locations
440 Stevens Avenue, Suite 200, Solana Beach, CA 92075 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2009 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2009 | Present |
OUTSIDE FIXED BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-03 |
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