Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WA | RA | APPROVED | 1998-04-06 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Seattle, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Seattle | WA | 03/2008 | Present |
Name of Entity: Open Door Ventures Address of Business: 2113 3rd Avenue Seattle WA 98121 Business Description: Housing for people living with AIDS Projected Start Date - 06/01/2010 Projected End Date -12/31/2018 Business is not investment related Capacity - Board of Directors Duties Performed - Serving on the Board to oversee what is going on at Open Door Ventures. 2 hours devoted to this OBA per month 0 hours devoted during security trading hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-05 |
Reach out to this advisor