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5255 N Edgewood Drive Suite 225, Provo, UT 84604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-03-15 |
Branch Locations
5255 N Edgewood Drive Suite 225, Provo, UT 84604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegis Investment Advisors | Provo | UT | 07/2015 | 10/2017 |
| Allegis Investment Services | Provo | UT | 07/2015 | 12/2017 |
| Rw Johns Financial Group | Orem | UT | 10/2011 | 07/2018 |
| Townsquare Capital, Llc | Provo | UT | 10/2017 | 06/2023 |
| The Norden Group | Provo | UT | 07/2018 | Present |
| Allegis Investment Services, Llc | Provo | UT | 11/2018 | 03/2019 |
| Dfpg Investments, Inc. | Sandy | UT | 04/2019 | 12/2022 |
| The Norden Group | Provo | UT | 02/2023 | Present |
1. 07/2018- PRESENT; THE NORDEN GROUP; INVESTMENT RELATED;MARKETING NAME USED WHEN OFFERING ADVISORY, FIXED AND ANNUITY AND LIFE INSURANCE 2. UTAH VALLEY UNIVERSITY; NON-INVESTMENT RELATED; UTAH VALLEY UNIVERSITY CAMPUS; NON-PROFIT ORGANIZATION; BOARD MEMBER; 01/2016; 1% DURING BUSINESS HOURS; SERVE ON A VOLUNTEER BOARD FOR THE UNIVERSITY FOR GIFT PLANNING, ATTEND MEETINGS QUARTERLY, PROMOTE UNIVERSITY 3. LAZY BEAR LODGE, LLC; NO; 1381 E 1350 N MAPLETON, UT 84664; RENTAL CABIN; MANAGING MEMBER; LLC JOINT OWNED WITH SPOUSE; 09/2023; 1 HOUR/MONTH; NONE; MONTHLY INCOME, CHECKING ON CABIN. 4. DUCK CREEK RIDGE OWNERS ASSOCIATION; NO; HC 82 PO BOX 2705 DUCK CREEK VILLAGE, UT 84762; HOA; PRESIDENT; 6/2024 4 HOURS/MONTH; NONE; OVERSEE THE FELLOW BOARD MEMBERS; HOLD QUARTERLY ZOOM MEETINGS; DIRECT THE FULLTIME SECRETARY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-06-04 |
| S65 | Uniform Investment Adviser Law Examination | 2006-12-01 |
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