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Raymond Wilhelm Johns

The Norden Group LLC

Provo, UT

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Current Employers
The Norden Group Llc

5255 N Edgewood Drive Suite 225, Provo, UT 84604 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-03-15
  • UT RA
    APPROVED
    Since 2023-03-15

Branch Locations

5255 N Edgewood Drive Suite 225, Provo, UT 84604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegis Investment Advisors Provo UT 07/2015 10/2017
Allegis Investment Services Provo UT 07/2015 12/2017
Rw Johns Financial Group Orem UT 10/2011 07/2018
Townsquare Capital, Llc Provo UT 10/2017 06/2023
The Norden Group Provo UT 07/2018 Present
Allegis Investment Services, Llc Provo UT 11/2018 03/2019
Dfpg Investments, Inc. Sandy UT 04/2019 12/2022
The Norden Group Provo UT 02/2023 Present
  • 07/2015 → 10/2017
    Allegis Investment Advisors
    Provo, UT
  • 07/2015 → 12/2017
    Allegis Investment Services
    Provo, UT
  • 10/2011 → 07/2018
    Rw Johns Financial Group
    Orem, UT
  • 10/2017 → 06/2023
    Provo, UT
  • 07/2018 → Present
    The Norden Group
    Provo, UT
  • 11/2018 → 03/2019
    Allegis Investment Services, Llc
    Provo, UT
  • 04/2019 → 12/2022
    Dfpg Investments, Inc.
    Sandy, UT
  • 02/2023 → Present
    The Norden Group
    Provo, UT
Previous Registrations
  • 2017-10-03 → 2023-06-28
    Lehi, UT
    Provo, UT
    Provo, UT
  • 2015-07-29 → 2017-10-06
    Allegis Investment Advisors, Llc
    Provo, UT
    Idaho Falls, ID
  • 2010-02-08 → 2015-08-10
    Orem, UT
    Nampa, ID
  • 2007-10-03 → 2009-10-21
    Insphere Securities, Inc.
    Salt Lake City, UT
  • 2006-12-04 → 2007-10-03
    Allegis Advisors, Inc.
    Salt Lake City, UT
Other Businesses

1. 07/2018- PRESENT; THE NORDEN GROUP; INVESTMENT RELATED;MARKETING NAME USED WHEN OFFERING ADVISORY, FIXED AND ANNUITY AND LIFE INSURANCE 2. UTAH VALLEY UNIVERSITY; NON-INVESTMENT RELATED; UTAH VALLEY UNIVERSITY CAMPUS; NON-PROFIT ORGANIZATION; BOARD MEMBER; 01/2016; 1% DURING BUSINESS HOURS; SERVE ON A VOLUNTEER BOARD FOR THE UNIVERSITY FOR GIFT PLANNING, ATTEND MEETINGS QUARTERLY, PROMOTE UNIVERSITY 3. LAZY BEAR LODGE, LLC; NO; 1381 E 1350 N MAPLETON, UT 84664; RENTAL CABIN; MANAGING MEMBER; LLC JOINT OWNED WITH SPOUSE; 09/2023; 1 HOUR/MONTH; NONE; MONTHLY INCOME, CHECKING ON CABIN. 4. DUCK CREEK RIDGE OWNERS ASSOCIATION; NO; HC 82 PO BOX 2705 DUCK CREEK VILLAGE, UT 84762; HOA; PRESIDENT; 6/2024 4 HOURS/MONTH; NONE; OVERSEE THE FELLOW BOARD MEMBERS; HOLD QUARTERLY ZOOM MEETINGS; DIRECT THE FULLTIME SECRETARY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-04
S65 Uniform Investment Adviser Law Examination 2006-12-01
  • S63 Uniform Securities Agent State Law Examination
    2010-06-04
  • S65 Uniform Investment Adviser Law Examination
    2006-12-01
Other Names
  • Ray Johns

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