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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2018-08-07 |
| TX | RA | APPROVED_RES | 2018-07-30 |
Branch Locations
520 Pike St Ste 2725, Seattle, WA 98101 • United States
Snoqualmie, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets, Inc. | Seattle | WA | 02/2008 | 07/2018 |
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | 07/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2018 |
| Ameriprise Financial Services Inc | Seattle | WA | 07/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Real Estate Ownership; Single Family; 209 Church Street, , Wrangell, AK, 99929; Not Investment-Related; 07/03/2023 / Single Family; 211 St. Michaels Street, , Wrangell, AK, 99929; Not Investment-Related; 07/03/2023. Business Ownership; Maxmo Rentals LLC; Co-owner; Real Estate; 6803 Azalea Way SE, , Snoqualmie, WA, 98065; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 1993-10-01 |
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