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Lawrence Lee Epple

Spc

Okemos, MI

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-08-13
  • MI RA
    APPROVED
    Since 2021-08-13

Branch Locations

4121 Okemos Rd. Suite 12, Okemos, MI 48864 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Family Life Financial Service Of Michigan Haslett MI 09/1984 Present
Lincoln Financial Securities Corporation Okemos MI 07/2008 08/2021
Sigma Financial Corporation Okemos MI 08/2021 Present
  • 09/1984 → Present
    Family Life Financial Service Of Michigan
    Haslett, MI
  • 07/2008 → 08/2021
    Lincoln Financial Securities Corporation
    Okemos, MI
  • 08/2021 → Present
    Sigma Financial Corporation
    Okemos, MI
Previous Registrations
  • 2010-10-20 → 2021-08-17
    Osaic Fs, Inc.
    Okemos, MI
Other Businesses

1. FAMILY LIFE FINANCIAL SERVICE, 4121 OKEMOS ROAD #12, OKEMOS MI 48864; CATEGORY: INSURANCE; INVESTMENT-RELATED: YES; TITLE: AGENT; DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INCOME INSURANCE, FIXED/INDEXED ANNUITIES, TRADITIONAL LIFE INAURANCE, AND LONG TERM CARE INSURANCE.; START DATE: 6/1/1986; HOURS PER MONTH: 30; HOURS PER MONTH DURING TRADING HOURS: 30 2. FAMILY LIFE FINANCIAL SERVICES THIRD PARTY ADMINISTRATOR, 4121 OKEMOS ROAD SUITE 12, OKEMOS, MI 48864; CATEGORY: THIRD PARTY ADMINISTRATOR; INVESTMENT-RELATED: NO; TITLE: THIRD PARTY ADMINISTRATOR DUTIES: TPA SERVICE COLLECTS PAYROLL DEDUCTIONS FROM FEDERAL GOVERNMENT WORKERS AND APPLIES THEM TO FAMILY LIFE FINANCIAL SERVICES ACCOUNTS. START DATE: 10/1/1985; HOURS PER MONTH: 20; HOURS PER MONTH DURING TRADING HOURS: 20 3. FAMILY LIFE FINANCIAL SERVICES; CATEGORY: RETAIL, SERVICE INDUSTRY; INVESTMENT-RELATED: NO; TITLE: EMPLOYEE; DUTIES: SPEAK TO FEDERAL EMPLOYEES ABOUT THEIR GOVERNMENTAL BENEFITS. START DATE:3/1/1983; HOURS PER MONTH: 80; HOURS PER MONTH DURING TRADING HOURS: 80 4. D&L NURSERY, 5411 N WILLIAMSTON ROAD, WILLIAMSTON, MI 48895; CATEGORY: RETAIL; INVESTMENT-RELATED: NO; TITLE: OWNER; DUTIES: OWNS AND ASSISTS IN NURSERY. START DATE: 7/1/1998; HOURS PER MONTH: 15; HOURS PER MONTH DURING TRADING HOURS: 15 5. LAWRENCE EPPLE, 4121 OKEMOS ROAD STE 12, OKEMOS, MI 48864; CATEGORY: REAL ESTATE MANAGEMENT; INVESTMENT-RELATED: YES; TITLE: OWNER; DUTIES: OWNS AND MANAGES REAL ESTATE PROPERTY. START DATE: 3/1/1983; HOURS PER MONTH: 20; HOURS PER MONTH DURING TRADING HOURS: 20 6. WELD, LLC, 4121 OKEMOS ROAD, SUITE 12, OKEMOS, MI 48864; CATEGORY: REAL ESTATE RENTAL; INVESTMENT-RELATED: YES; TITLE: OWNER; DUTIES: ENTITY USED TO HOLD REAL ESTATE PROPERTIES. START DATE: 3/2013; HOURS PER MONTH: 4; HOURS PER MONTH DURING TRADING HOURS: 0 7. LAWRENCE EPPLE 4121 OKEMOS ROAD, SUITE 12, OKEMOS, MI 48864; CATEGORY: NOTARY; INVESTMENT-RELATED: NO; TITLE: NOTARY; DUTIES: NOTARIZE SIGNATURES; START DATE: 6/2001; HOURS PER MONTH: 1; HOURS PER MONTH DURING TRADING HOURS: 1 8. LLE Financial Services, Inc. aka LLE LLC, 4121 Okemos Rd, Ste 12, Okemos, MI 48864; Category: Non-Variable Insurance; Title: Owner; Entity uses to sell fixed insurance products; Start date: 5/9/1991, Approx. 8 hrs/mo, none during mkt hrs. INV REL: Y

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1985-03-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1985-03-19
Designations

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