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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-01-07 |
| SC | RA | APPROVED | 2019-01-07 |
| MI | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Lansing | MI | 01/2009 | 11/2018 |
| Royal Alliance Associates, Inc. | Okemos | MI | 11/2018 | Present |
1. MICHIGAN FINANCIAL COMPANIES-SECURITIES ADVISORY POSITION: Investment Adviser Representative NATURE: Corportation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/23/2009 ADDRESS: 4211 Okemos Road, Suite 9, Okemos MI 48864, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. MATTHEW G OTTINGER POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2009 ADDRESS: 4211 Okemos Road, Suite 9, Okemos MI 48864, United States DESCRIPTION: Sale of Group and Individual Health Insurance 3. DURABLE POWER OF ATTORNEY DANIEL MATTHEWS/TRUSTEE OF ESTATE POSITION: Durable Power of Attorney/Now Trustee of Estate NATURE: Individual-Not a business Durable Power of Attorney for my Father in Law Dainiel Matthews. Father in Law has passed now serving as Trustee for Daniel F Matthews & Genoveva Trust No1 INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 4380 Dell Road, Lansing MI 48911, United States DESCRIPTION: Pay bills for individual, banking accounts, provide services as needed for principal. Selling Residence, Property, etc
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-17 |
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