Richard Dean Banziger

Current Employers

Employment History

• 01/1983 → Present
  Richard D. Banziger (Self Employed)
  Falls Church, VA
• 01/2012 → Present
  Capstone Retirement Group
  Falls Church, VA
• 09/2006 → Present
  Paybridge, Llc
  Strongville, OH
• 01/1983 → Present
  Retirement Planners & Administrators
  Falls Church, VA
• 09/2014 → Present
  Kestra Investment Services, Llc
  Falls Church, VA
• 02/2017 → Present
  Kestra Advisory Services, Llc
  Falls Church, VA

Other Businesses

Name: HWH Partnership Investment Related: No Address: 7639 Leesburg Pike Falls Church VA 22043 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/1975 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Name: Retirement Planners & Administrators, Inc. Investment Related: No Address: 7639 Leesburg Pike Falls Church VA 22043 Nature of Business: Consulting Position, Title or Relationship: Owner/CEO Start Date: 1/1/1983 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Provide strategic oversight. Meet with management team periodically to determine if Co is on right track Name: Capstone Retirement Group Investment Related: Yes Address: 1945 Old Gallows RD Suite 350 Vienna VA 22182 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner,Founder Start Date: 1/1/2012 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Provide strategic guidance and help with day to day operations Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 15 SECURITIES TRADING HOURS: 60 START DATE: 04/01/2022 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Austin TX 78735 DESCRIPTION: Provide advisory services to my clients. Name: PAYBRIDGE, LLC POSITION: Investor NATURE: Payroll Company INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2006 ADDRESS: 13550 Falling Water Rd #202, Strongsville OH 44136 DESCRIPTION: Receive periodic updates on how the business is performing Name: RETIREMENT PLANNERS AND ADMINISTRATORS POSITION: Founder NATURE: Retirement plan Third Party Administration INVESTMENT RELATED: No # OF HOURS: 80 SECURITIES TRADING HOURS: 65 START DATE: 04/01/2023 ADDRESS: 7639 Leesburg Pike, Falls Church VA 22043 DESCRIPTION: General overall management of the company and strategic guidance Name: RBMUHA POSITION: CEO & Co-founder NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/15/2025 ADDRESS: 7639 Leesburg Pike, Falls Church VA 22043, United States DESCRIPTION: Same as Capstone Name: BUDDHA BENEVOLENT LLC POSITION: member NATURE: Holds Stock for my family trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/13/2012 ADDRESS: 1410 Kirby Rd, Mclean VA 22101, United States DESCRIPTION: Make sure the LLC stays active and manage transactions

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-06
• S63 Uniform Securities Agent State Law Examination
  1985-09-20

Other Names

• Richard D Banziger