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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2008-05-30
  • AR RA
    APPROVED
    Since 2008-05-30

Branch Locations

2000 Browns Lane Access Rd, Jonesboro, AR 72401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jonesboro AR 05/2008 Present
Bank Of America,N.A. Jonesboro AR 06/2011 Present
Previous Registrations
  • 2007-04-02 → 2008-06-03
    Morgan Stanley & Co. Llc
    Jonesboro, AR
  • 2002-08-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jonesboro, AR
    Jonesboro, AR
  • 1994-06-13 → 2002-08-30
    Jonesboro, AR
Other Businesses

I*: 2194269 Entity Type: HOA, Co-op, Freehold Name of OBA: Tower Park Estates Property Owners Association Address: Jonesboro, AR 72404 Investment Related: No Position, Title, Association: Board member Employee Start Date: 02/15/2025 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: The Board approves expenditures such as landscaping, mowing, required maintenance of entrance, and also the approval of any additions or modifications to houses. If anyone purchases one of the couple of vacant lots in the subdivision, the Board would have to approve the proposed floor plans. As a Board member, I would participate in making those decisions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-16
S63 Uniform Securities Agent State Law Examination 1985-04-16
  • S65 Uniform Investment Adviser Law Examination
    1994-03-16
  • S63 Uniform Securities Agent State Law Examination
    1985-04-16
Other Names
  • Jerry Howard Williams
  • J H Williams

View on SEC IAPD

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