Stacey Paudert Harral

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2006-11-03
TX	RA	APPROVED	2006-11-03

AR RA
APPROVED

Since 2006-11-03
TX RA
APPROVED

Since 2006-11-03

Branch Locations

Jonesboro, AR • United States

2000 Browns Lane Access Rd, Jonesboro, AR 72401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Little Rock	AR	11/2006	Present
Bank Of America,Na	Jonesboro	AR	11/2009	Present

11/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Little Rock, AR
11/2009 → Present

Bank Of America,Na

Jonesboro, AR

Previous Registrations

1997-05-13 → 2006-11-06

Morgan Stanley Dw Inc.

Jonesboro, AR

Jonesboro, AR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-28
S63	Uniform Securities Agent State Law Examination	1997-03-13

S65 Uniform Investment Adviser Law Examination

1997-03-28
S63 Uniform Securities Agent State Law Examination

1997-03-13

Other Names

Stacey Renee Paudert

View on SEC IAPD

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