Wayne Francis Sullivan

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-03-08
MA	RA	APPROVED	1995-06-29

FL RA
APPROVED

Since 2019-03-08
MA RA
APPROVED

Since 1995-06-29

Branch Locations

46 Accord Park Drive, Norwell, MA 02061 • United States

Jupiter, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	01/1992	Present
Sullivan Financial Services, Inc	Norwell	MA	10/2000	Present

01/1992 → Present

Commonwealth Financial Network

Waltham, MA
10/2000 → Present

Sullivan Financial Services, Inc

Norwell, MA

Other Businesses

1. SULLIVAN FINANCIAL SERVICES, INC. - PRESIDENT AND SOLE OWNER OF ENTITY CREATED FOR SECURITIES AND INSURANCE BUSINESS, INVESTMENT RELATED. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-15
S63	Uniform Securities Agent State Law Examination	1985-04-10

S65 Uniform Investment Adviser Law Examination

1995-05-15
S63 Uniform Securities Agent State Law Examination

1985-04-10

Other Names

Wayne F Sullivan

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews