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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-23 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 01/1985 | Present |
| Bank Of America, N.A. | Beverly Hills | CA | 08/2011 | Present |
I*27138 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PRESSMAN ACADEMY OF TEMPLE BETH AM INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90035 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRIVATE SCHOOL (EARLY CHILDHOOD CENTER THROUGH MIDDLE SCHOOL) BUDGET AND FINANCE COMMITTEE MEMBER I*27136 For profit or not for profit: Non-Profit Organization Name of outside business organization: Bureau of Jewish Education of Greater Los Angeles Investment related: N Address of business: Los Angeles, California 90048 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 12:00:00 AM Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Services network of private schools. Committee member I*115842 For profit or not for profit: Non-Profit Organization Name of outside business organization: Camp Ramah in California Investment related: N Address of business: Encino, California 91316 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 7/13/2018 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Member of a dinner committee for annual fundraising campaign
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-17 |
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