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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameriritrade | St. Louis | MO | 09/2020 | 09/2021 |
| Metro St. Louis Soccer Referes | St, Louis | MO | 06/2015 | 09/2020 |
| Lindenwood University | St. Charles | MO | 04/2014 | 02/2021 |
| Wells Trade Clearing Service Llc | St. Louis | MO | 11/2021 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 09/2025 | Present |
| Taylor Industrial Tools, Llc | St. Louis | MO | 10/2023 | Present |
1. Metro St. Louis Soccer Referees; 10733 Sunset Office Dr #261 St. Louis, MO 63127; Providing officiating services to youth soccer in St. Louis Metro Area; Grassroots Game Official; Providing officiating services to youth soccer in St. Louis Metro Area; 08/03/2015; 5hrs/wk; Not during securities trading hours; Not investment related 2. Taylor Industrial Tools; 10434 Lackland Rd Overland, MO 63114; Industrial Tools Distribution; Family business in process of liquidation and closure.; Managing the liquidation of assets and settlement of debts.; 10/10/2023; 5 hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-11 |
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