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Melissa M Pleasants

Rbc Capital Markets, LLC

St. Louis, MO

Bland, MO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-26
MO RA APPROVED 2019-01-03
  • TX RA
    APPROVED_RES
    Since 2019-02-26
  • MO RA
    APPROVED
    Since 2019-01-03

Branch Locations

One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States

Bland, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Charlotte NC 07/2016 02/2018
Mml Investors Services, Llc Charlotte NC 03/2017 02/2018
Rbc Capital Markets, Llc. St. Louis MO 01/2019 Present
Berkshire Hathaway Homeservices Select Properties Saint Charles MO 03/2018 12/2018
Previous Registrations
  • 2017-03-25 → 2018-02-28
    Mml Investors Services, Llc
    St. Charles, MO
    Charlotte, NC
  • 2016-08-17 → 2017-03-25
    Msi Financial Services, Inc.
    St. Charles, MO
    Charlotte, NC
  • 2007-11-09 → 2014-09-04
    Ubs Financial Services Inc.
    St. Louis_, MO
    Clayton, MO
    St Louis, MO
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-08
S65 Uniform Investment Adviser Law Examination 1995-08-03
S63 Uniform Securities Agent State Law Examination 1989-07-03
  • S66 Uniform Combined State Law Examination
    2007-11-08
  • S65 Uniform Investment Adviser Law Examination
    1995-08-03
  • S63 Uniform Securities Agent State Law Examination
    1989-07-03
Other Names
  • Missy Hanebrink
  • Melissa Marie Hanebrink
  • Melissa Marie Mesle
  • Melissa M Pleasants
  • Melissa Marie Pleasants

View on SEC IAPD

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