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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1991-08-26 |
Branch Locations
108 Wild Basin Rd S Ste 250, Austin, TX 78746 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Austin | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Austin | TX | 03/2020 | Present |
Outside Employment; Self - James Palmer; Expert Witness - Serving as an expert witness in my capacity as a financial advisor; ; 9305 Notches Dr, , Austin, TX, 78748; Not Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Self - James Palmer; Provide financial plan production services.; Provide financial plan production to Ameriprise advisors; 108 Wild Basin Rd/ South, Ste 250, , Austin, TX, 78746; Not Investment-Related; 11/01/2017; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-22 |
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