James E Thorn

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-05-05
FL	RA	APPROVED	2013-12-18

TX RA
APPROVED_RES

Since 2014-05-05
FL RA
APPROVED

Since 2013-12-18

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

1675 N Military Trail Ste 500 [D9-Rbo], Boca Raton, FL 33486 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	West Palm Beach	FL	12/2013	11/2016
Wells Fargo Clearing Services, Llc	West Palm Beach	FL	11/2016	Present

12/2013 → 11/2016

Wells Fargo Advisors, Llc

West Palm Beach, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

West Palm Beach, FL

Previous Registrations

2012-10-01 → 2013-12-18

J.P. Morgan Securities Llc

Boynton Beach, FL

Boynton Beach, FL

Village Of Golf, FL
2008-08-06 → 2012-10-01

Chase Investment Services Corp.

Dayton, OH

Boynton Beach, FL

Dayton, OH

Oxford, OH

Springboro, OH

Boynton Beach, FL

Boynton Beach, FL

Delray Beach, FL

Boynton Beach, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-08-04

S66 Uniform Combined State Law Examination

2008-08-04

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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