John Maxwell Rosenau

Current Employers

Employment History

• 01/1994 → Present
  Lpl Financial, Llc
  Fairfield, CT
• 08/2014 → Present
  Moneco Advisors Llc
  Fairfield, CT

Previous Registrations

• 2005-01-28 → 2014-08-11
  Moneco
  Fairfield, CT
  Southport, CT
• 2003-09-24 → 2004-12-31
  Moneco
  Southport, CT

Other Businesses

1. 7/21/2005: Non-Variable Insurance - SALE OF TERM LIFE, DISABILITY AND LTC INSURANCE THROUGH HIGHLAND CAPITAL BROKERAGE. - FAIRFIELD, CT - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading. 2. 4/22/2009: Real Estate Rental - Saxony LLC - Investment Related - OWNS 2 CONDOS - 505 & 106 HARVEST COMMON WESTPORT, CT 06580 - 0 Hrs/Mth - 0 Hrs During Trading - 1% OF TIME SPENT. 3. 8/21/2013: DBA for LPL Business (entity for LPL business) - MONECO ADVISORS - FAIRFIELD, CT - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading 4. 11/25/2020 - Moneco Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/22/2014 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through Moneco Advisors LLC, an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/16/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/02/1995 - 5 Hours Per Month/1 Hour During Securities Trading - Term Life, Universal Life, Disability Insurance, Long Term Care Insurance, and Fixed Annuities. 6) 08/01/2025 - MONECO Insurance, LLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:07/01/2025 - 30 Hrs/Mth - 20 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-09-10

Designations

Other Names

• John Maxwell Rosenau